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James Brian Hancock

LPl Financial LLC

Alma, MI

CRD 8112022

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-09-24
  • MI RA
    APPROVED
    Since 2025-09-24

Branch Locations

200 W Center St, Alma, MI 48801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alma College Alma MI 08/2018 08/2025
Michigan State University East Lansing MI 08/2014 08/2018
Lpl Financial Llc Alma MI 06/2025 Present
  • 08/2018 → 08/2025
    Alma College
    Alma, MI
  • 08/2014 → 08/2018
    Michigan State University
    East Lansing, MI
  • 06/2025 → Present
    Alma, MI
Other Businesses

1 - 04/2025 - DLP Financial Partners LLC - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 40 Hours During Trading - At reported business location(s). 2 - 04/2025 - Alma Glengravel LLC - Business Owner - Not Inv Related - 4 Hours/Month - 1 Hour During Trading - Alma, MI - OBA Start Date: 01/01/2024.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-23
  • S66 Uniform Combined State Law Examination
    2025-09-23
Other Names
  • Jb Hancock
  • James Brian Hancock Ii

View on SEC IAPD

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