Caitlyn Ann Leffler

Current Employers

Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-05-22

NJ RA
APPROVED

Since 2026-05-22

Branch Locations

161 Madison Ave, Morristown, NJ 07960 • United States

2687 44Th Street Se, Kentwood, MI 49512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cornerstone Wealth Associates	Morristown	NJ	06/2025	03/2026
Cornerstone Wealth Associates	Morristown	NJ	03/2026	Present
Regal Investment Advisors	Kentwood	MI	03/2026	Present
Villanova University	Villanova	PA	08/2024	05/2025
University Of South Carolina	Columbia	SC	06/2020	05/2024
Livingston High School	Livingston	NJ	03/2016	06/2020
Unemployed	Villanova	PA	05/2024	08/2024

06/2025 → 03/2026

Cornerstone Wealth Associates

Morristown, NJ
03/2026 → Present

Cornerstone Wealth Associates

Morristown, NJ
03/2026 → Present

Regal Investment Advisors

Kentwood, MI
08/2024 → 05/2025

Villanova University

Villanova, PA
06/2020 → 05/2024

University Of South Carolina

Columbia, SC
03/2016 → 06/2020

Livingston High School

Livingston, NJ
05/2024 → 08/2024

Unemployed

Villanova, PA

Other Businesses

Business Name: Cornerstone Wealth Associates - Investment Related: Yes - Address: 161 Madison Ave Morristown, NJ 07960 - Nature of Business: Investment Advisory Activities through Regal Investment Advisors, LLC using a DBA name; Insurance - Title or Relationship: Investment Advisor Representative/Insurance Agent - Start Date: 3/2026 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial and insurance services.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-02-26

S65 Uniform Investment Adviser Law Examination

2026-02-26