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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-09-29
  • WA RA
    APPROVED
    Since 2025-09-29

Branch Locations

Seattle, WA • United States

617 Eastlake Avenue East Suite 100, Seattle, WA 98109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Seattle WA 10/2017 Present
Tiaa-Cref Individual & Institutional Services, Llc Seattle WA 06/2025 Present
University Of Washington Seattle WA 10/2015 09/2017
University Of Washington Seattle WA 09/2012 06/2017
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-29
  • S65 Uniform Investment Adviser Law Examination
    2025-09-29

View on SEC IAPD

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