Best Investors Account Sign in

Douglas Foreman

First Citizens Investor Services, Inc.

Wilmington, NC

Raleigh, NC

Claim This Profile
Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-10-08
  • NC RA
    APPROVED
    Since 2025-10-08

Branch Locations

440 South College Road, Wilmington, NC 28403 • United States

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Investor Services Raleigh NC 06/2025 Present
U.S. Bancorp Minneapolis MN 09/2023 10/2024
Mufg Wilmington NC 01/2017 09/2023
Bank Of America Charlotte NC 10/2016 01/2017
Unemployed Wilmington NC 12/2015 10/2016
Unemployed Kure Beach NC 10/2024 06/2025
First Citizens Bank Wilmington NC 06/2025 Present
  • 06/2025 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 09/2023 → 10/2024
    U.S. Bancorp
    Minneapolis, MN
  • 01/2017 → 09/2023
    Mufg
    Wilmington, NC
  • 10/2016 → 01/2017
    Bank Of America
    Charlotte, NC
  • 12/2015 → 10/2016
    Unemployed
    Wilmington, NC
  • 10/2024 → 06/2025
    Unemployed
    Kure Beach, NC
  • 06/2025 → Present
    First Citizens Bank
    Wilmington, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-07
  • S66 Uniform Combined State Law Examination
    2025-10-07

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
OSAIC INSTITUTIONS, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
OSAIC WEALTH, INC.
MORGAN STANLEY

Other Investors

MATTHEW STEPHEN BENNETT
Gary R Bechtold
EDWARD MONTGOMERY KNOX
TIMOTHY CALHOUN GRAY
EMILY ROGERS HARVEY
CHARLES WARREN MINTZ
Savannah Castor King
JOHN DAVID THOMAS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
OSAIC INSTITUTIONS, INC. · Wilmington, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC

More in Wilmington, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor