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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2026-02-03
MN RA APPROVED 2026-01-02
  • ND RA
    APPROVED
    Since 2026-02-03
  • MN RA
    APPROVED
    Since 2026-01-02

Branch Locations

Sabin, MN • United States

3575 45Th Street S Ste 104, Fargo, ND 58104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Fargo ND 08/2025 Present
Walmart Dilworth MN 11/1996 10/2025
Thrivent Financial Appleton WI 10/2025 01/2026
Thrivent Financial Appleton WI 01/2026 Present
  • 08/2025 → Present
    Fargo, ND
  • 11/1996 → 10/2025
    Walmart
    Dilworth, MN
  • 10/2025 → 01/2026
    Thrivent Financial
    Appleton, WI
  • 01/2026 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

LIONS CLUBS INTERNATIONAL POSITION: Zone Chairperson NATURE: Serving communities through improving health and wellbeing, strengthening communities, and supporting those in need through humanitarian service and grants that impact lives globally, encouraging peace and international understanding. (lionsclub.org/about-us) We serve is our motto, with focus pillars of Vision, Hearing, Diabetes, Childhood Cancer, Disaster Relief, Environment, Humanitarian, Hunger, and Youth. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2024 ADDRESS: 300 W 22nd St, Oak Brook IL 60523-8842, United States DESCRIPTION: Supporting the clubs in my zone by offering advice and communicating assistance needs to other clubs within the zone or to other zones in the district, communicating district needs from clubs to the district governor and back to clubs, supporting club activities in their communities, ensuring clubs are actively involved in their communities, growing within those communities, and reaching out to nearby communities that are not supported by clubs of their own, and offering resources to recruit members to grow the club and/or replace exiting members.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-30
S63 Uniform Securities Agent State Law Examination 2025-11-26
  • S66 Uniform Combined State Law Examination
    2025-12-30
  • S63 Uniform Securities Agent State Law Examination
    2025-11-26

View on SEC IAPD

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