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Travis Gallton

Tiaa-Cref Individual & Institutional Services, LLC

Henrietta, NY

Rochester, NY

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-01-22
TX RA APPROVED 2025-10-30
VT RA APPROVED 2025-10-30
NY RA APPROVED 2025-06-20
  • AL RA
    APPROVED
    Since 2026-01-22
  • TX RA
    APPROVED
    Since 2025-10-30
  • VT RA
    APPROVED
    Since 2025-10-30
  • NY RA
    APPROVED
    Since 2025-06-20

Branch Locations

Henrietta, NY • United States

35 Celebration Drive, Rochester, NY 14620 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Rochester NY 10/2018 Present
Tiaa-Cref Individual & Institutional Services, Llc Rochester NY 06/2025 Present
Karpus Investment Management Pittsford NY 06/2007 10/2018
Designations

View on SEC IAPD

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