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Alyssa Marie Mundle-Johnson

LPl Enterprise, LLC

Cook, MN

CRD 8111109

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-07-21
  • MN RA
    APPROVED
    Since 2025-07-21

Branch Locations

5 North River Street, Cook, MN 55723 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed/Full-Time Student N/A MN 04/2025 06/2025
Elevance Health Gilbert MN 03/2022 04/2025
Elevance Health/Anthem Gilbert MN 05/2017 03/2022
Aerotek Gilbert MN 10/2016 05/2017
New Partner Teleservices Eveleth MN 07/2016 10/2016
Lpl Enterprise Llc St. Louis Park MN 06/2025 Present
  • 04/2025 → 06/2025
    Unemployed/Full-Time Student
    N/A, MN
  • 03/2022 → 04/2025
    Elevance Health
    Gilbert, MN
  • 05/2017 → 03/2022
    Elevance Health/Anthem
    Gilbert, MN
  • 10/2016 → 05/2017
    Aerotek
    Gilbert, MN
  • 07/2016 → 10/2016
    New Partner Teleservices
    Eveleth, MN
  • 06/2025 → Present
    St. Louis Park, MN
Other Businesses

1) 06/03/2025-Alyssa Mundle-Johnson-Financial Professional-Non-Variable Insurance/Insurance Agency-Inv related-At Embarrass, MN-Start date 06/03/2025-160hrs/mth-160hrs/mth during trading 2) 06/03/2025-Prudential Advisors-Financial Professional-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 06/03/2025-160hrs/mth-160hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-19
  • S66 Uniform Combined State Law Examination
    2025-07-19
Other Names
  • Alyssa Mundle-Johnson
  • Alyssa Marie Mundle

View on SEC IAPD

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