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Andrew Flood

Ubs Financial Services Inc.

Atlanta, GA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-12-01
NE RA APPROVED 2025-11-17
  • GA RA
    APPROVED
    Since 2025-12-01
  • NE RA
    APPROVED
    Since 2025-11-17

Branch Locations

3560 Lenox Road Ne Suite 2800, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Atlanta GA 07/2025 Present
Crestline Summit New York NY 06/2024 08/2024
Vineyard Vines Manhasset NY 06/2022 12/2023
Washington & Lee University Lexington VA 09/2021 05/2025
Manhasset High School Manhasset NY 09/2017 06/2021
Manhasset Middle School Manhasset NY 07/2015 06/2017
  • 07/2025 → Present
    Ubs Financial Services Inc
    Atlanta, GA
  • 06/2024 → 08/2024
    Crestline Summit
    New York, NY
  • 06/2022 → 12/2023
    Vineyard Vines
    Manhasset, NY
  • 09/2021 → 05/2025
    Washington & Lee University
    Lexington, VA
  • 09/2017 → 06/2021
    Manhasset High School
    Manhasset, NY
  • 07/2015 → 06/2017
    Manhasset Middle School
    Manhasset, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-17
  • S66 Uniform Combined State Law Examination
    2025-11-17

View on SEC IAPD

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Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
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BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

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