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Ann Edsforth

Charles Schwab & Co., Inc.

Saratoga Springs, NY

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-08-25
  • NY RA
    APPROVED
    Since 2025-08-25

Branch Locations

46 Marion Ave, Saratoga Springs, NY 12866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Saratoga Springs NY 06/2025 Present
Us Department Of Housing & Urban Development Albany NY 09/2023 04/2025
Catskill Hudson Bank, Nka Hvcu Malta NY 02/2019 09/2023
Homeowners Advantage/Cap Com Fcu Albany NY 01/2010 02/2019
  • 06/2025 → Present
    Charles Schwab & Co., Inc.
    Saratoga Springs, NY
  • 09/2023 → 04/2025
    Us Department Of Housing & Urban Development
    Albany, NY
  • 02/2019 → 09/2023
    Catskill Hudson Bank, Nka Hvcu
    Malta, NY
  • 01/2010 → 02/2019
    Homeowners Advantage/Cap Com Fcu
    Albany, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-25
  • S66 Uniform Combined State Law Examination
    2025-08-25

View on SEC IAPD

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JESSICA SUZANNE NILES
STEPHEN EDWARD KRAKOWER

Other Offices

SARATOGA INVESTMENT SOLUTIONS INC. · SARATOGA SPRINGS, NY
COMMONWEALTH FINANCIAL NETWORK · Saratoga Springs, NY
JANNEY MONTGOMERY SCOTT LLC · SARATOGA SPRINGS, NY
CONTINUUM WEALTH ADVISORS, LLC · SARATOGA SPRINGS, NY
STERLING MANOR FINANCIAL, LLC · SARATOGA SPRINGS, NY
NYE STREET PARTNERS LLC · SARATOGA SPRINGS, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SARATOGA SPRINGS, NY
LPL FINANCIAL LLC · SARATOGA SPRINGS, NY

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