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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-04-22
  • FL RA
    APPROVED
    Since 2019-04-22

Branch Locations

850 Park Shore Dr, Suite 204, Naples, FL 34103 • United States

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc Atlanta GA 10/2012 11/2016
Suntrust Advisory Services Atlanta GA 08/2016 11/2016
Morgan Stanley Naples FL 11/2016 04/2019
Benjamin F. Edwards & Co. Naples FL 04/2019 Present
  • 10/2012 → 11/2016
    Suntrust Investment Services, Inc
    Atlanta, GA
  • 08/2016 → 11/2016
    Suntrust Advisory Services
    Atlanta, GA
  • 11/2016 → 04/2019
    Naples, FL
  • 04/2019 → Present
    Benjamin F. Edwards & Co.
    Naples, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-26
  • S66 Uniform Combined State Law Examination
    2007-02-26
Other Names
  • Delfina Guerra

View on SEC IAPD

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