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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-02
CA RA APPROVED 2025-08-29
  • TX RA
    APPROVED
    Since 2026-06-02
  • CA RA
    APPROVED
    Since 2025-08-29

Branch Locations

2029 Century Park E Ste 2550, Los Angeles, CA 90067 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Llc Los Angeles CA 06/2025 Present
Self Employed Los Angeles CA 04/2024 05/2025
Self Employed Los Angeles CA 06/2018 03/2024
Luma Pictures Santa Monica CA 07/2017 05/2018
Unemployed Los Angeles CA 06/2017 06/2017
The Mill Culver City CA 06/2016 05/2017
  • 06/2025 → Present
    Los Angeles, CA
  • 04/2024 → 05/2025
    Self Employed
    Los Angeles, CA
  • 06/2018 → 03/2024
    Self Employed
    Los Angeles, CA
  • 07/2017 → 05/2018
    Luma Pictures
    Santa Monica, CA
  • 06/2017 → 06/2017
    Unemployed
    Los Angeles, CA
  • 06/2016 → 05/2017
    The Mill
    Culver City, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-29
  • S66 Uniform Combined State Law Examination
    2025-08-29

View on SEC IAPD

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