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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-05 |
| IL | RA | APPROVED | 2026-04-09 |
Branch Locations
110 N Wacker Dr Pbig - Chicago, Chicago, IL 60606 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 02/2026 | Present |
| University Of Illinois Urbana-Champaign | Champaign | IL | 08/2023 | 01/2026 |
| College Of Dupage | Dupage | IL | 08/2022 | 07/2023 |
| University Of Illinois At Urbana-Champaign | Champaign | IL | 01/2024 | 05/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incoporated | Chicago | IL | 06/2025 | 08/2025 |
| Skyward Building Services | Downers Grove | IL | 06/2024 | 08/2024 |
| Fossil Group Incorporated | Aurora | IL | 12/2023 | 08/2024 |
| Nordstrom | Naperville | IL | 05/2023 | 01/2024 |
| Metea Valley High-School | Aurora | IL | 08/2021 | 07/2022 |
| Waubonsie Valley High-School | Aurora | IL | 08/2020 | 07/2021 |
| Preparatoria Anahuac Mexico | Mexico City | 08/2019 | 07/2020 | |
| Robert Bateman Secondary School | Abbotsford | 08/2018 | 07/2019 | |
| Instituto Rosedal Mexico | Mexico City | 08/2015 | 07/2018 |
I*: 2544265 Entity Type: For Profit Name of the other business: Arce Properties LLC Whether the business is investment-related: No Address of the other business Aurora, IL Title, or relationship with the other business: Owner Start date of your relationship: 05/09/2023 Approximate number of hours/month you devote to the other business: 4 hrs mthly Number of hours you devote to the other business during securities trading hours: 0 Duties relating to the other business: A small family-owned LLC managing two residential rental apartments in West Palm Beach, Florida. Owned and actively managed by it's 2 members, my dad with 90% and me with 10%. Both handling day-to-day operations directly.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-09 |
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