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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-20 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
9595 Six Pines Dr, The Woodlands, TX 77380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | The Woodlands | TX | 02/2026 | Present |
| Merrill | The Woodlands | TX | 06/2025 | 08/2025 |
| Texas Christian University | Fort Worth | TX | 08/2022 | 12/2025 |
| Fisher Investments | Plano | TX | 02/2024 | 08/2024 |
| Bear Creek Running Company | Keller | TX | 08/2021 | 12/2024 |
| Old Navy / The Gap | South Lake | TX | 05/2021 | 08/2021 |
| Unemployed | Keller | TX | 03/2012 | 08/2021 |
| Autumn Glory | Dallas | TX | 05/2020 | 08/2020 |
| Bank Of America, N.A. | The Woodlands | TX | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-20 |
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