Cadry Raine Gibbs

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-03-06

TX RA
APPROVED

Since 2026-03-06

Branch Locations

Midland, TX • United States

1152 W. Pioneer Parkway, Arlington, TX 76013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Plains All American Pipeline	Midland	TX	05/2015	Present
Shell Trading U.S. Company	Midland	TX	08/2022	08/2022
Investor Solutions	Arlington	TX	06/2025	Present
Lpl Financial	Arlington	TX	06/2025	Present

05/2015 → Present

Plains All American Pipeline

Midland, TX
08/2022 → 08/2022

Shell Trading U.S. Company

Midland, TX
06/2025 → Present

Investor Solutions

Arlington, TX
06/2025 → Present

Lpl Financial

Arlington, TX

Other Businesses

1. 02/2026 - Investor Solution - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 160 Hrs During Trading - Arlington, TX 76013 - OBA Start Date: 02/24/2026 2. 02/2026 - WECS Woodworking - Business Owner - Investment Related - 15 Hrs/Mth - 0 Hrs During Trading - Midland, TX 79707 - OBA Start Date: 12/15/2022

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-11-22
S63	Uniform Securities Agent State Law Examination	2025-10-27

S66 Uniform Combined State Law Examination

2025-11-22
S63 Uniform Securities Agent State Law Examination

2025-10-27

View on SEC IAPD