Haden Pennington

Ubs Financial Services Inc.

CRD 8106326

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-05-08
GA	RA	APPROVED	2026-05-05

TX RA
APPROVED

Since 2026-05-08
GA RA
APPROVED

Since 2026-05-05

Branch Locations

3560 Lenox Road Ne Suite 2800, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Atlanta	GA	06/2025	Present
The University Of Alabama	Tuscaloosa	AL	08/2021	05/2025
The Westminster Schools	Atlanta	GA	04/2015	05/2021

06/2025 → Present

Ubs Financial Services Inc

Atlanta, GA
08/2021 → 05/2025

The University Of Alabama

Tuscaloosa, AL
04/2015 → 05/2021

The Westminster Schools

Atlanta, GA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-05-01

S66 Uniform Combined State Law Examination

2026-05-01

View on SEC IAPD

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