Shannon Brown

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-01-21
PA	RA	APPROVED	2026-01-20

NJ RA
APPROVED

Since 2026-01-21
PA RA
APPROVED

Since 2026-01-20

Branch Locations

2700 Kelly Road Suite 100D, Warrington, PA 18976 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Enterprise Llc	Warrington	PA	11/2025	Present
P.F. Chang's China Bistro, Inc.	Plymouth Meeting	PA	06/2025	Present
Chestnut Hill College	Philadelphia	PA	07/2023	05/2025
University Of Delaware	Newark	DE	08/2016	04/2019
Unemployed	Lafayette Hill	PA	04/2019	07/2023

11/2025 → Present

Lpl Enterprise Llc

Warrington, PA
06/2025 → Present

P.F. Chang's China Bistro, Inc.

Plymouth Meeting, PA
07/2023 → 05/2025

Chestnut Hill College

Philadelphia, PA
08/2016 → 04/2019

University Of Delaware

Newark, DE
04/2019 → 07/2023

Unemployed

Lafayette Hill, PA

Other Businesses

1) 11/04/2025 - SHANNON BROWN N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Start date 11/04/2025 - INV REL - Lafayette Hill, PA - 160 hrs/mth | 160 hrs during trading. 2) 11/04/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Start date 11/04/2025 - INV REL - Lafayette Hill, PA - 160 hrs/mth | 160 hrs during trading. 3) 11/04/2025 - P.F. Chang's China Bistro, Inc. - Outside/W-2 Employment - Start date 06/04/2025 - NOT INV REL - Plymouth Meeting, PA - 100 hrs/mth | 50hrs during trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-01-20

S66 Uniform Combined State Law Examination

2026-01-20