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Michael Paul Hardy

Wells Fargo Advisors Financial Network, LLC

Old Greenwich, CT

Westport, CT

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-03-26
NY RA APPROVED 2026-03-26
  • CT RA
    APPROVED
    Since 2026-03-26
  • NY RA
    APPROVED
    Since 2026-03-26

Branch Locations

1700 E Putnam Ave Ste 200, Old Greenwich, CT 06870 • United States

274 Riverside Ave [Satellite], Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pace University Pleasantville NY 05/2024 05/2025
University Of Rochester Rochester NY 08/2020 05/2024
Briarcliff High School Briarcliff Manor NY 08/2016 05/2020
Cetera Wealth Services, Llc El Segundo CA 06/2025 03/2026
Cetera Investment Advisers Llc Schaumburg IL 09/2025 03/2026
Wells Fargo Advisors Financial Network, Llc Westport CT 03/2026 Present
  • 05/2024 → 05/2025
    Pace University
    Pleasantville, NY
  • 08/2020 → 05/2024
    University Of Rochester
    Rochester, NY
  • 08/2016 → 05/2020
    Briarcliff High School
    Briarcliff Manor, NY
  • 06/2025 → 03/2026
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2025 → 03/2026
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 03/2026 → Present
    Wells Fargo Advisors Financial Network, Llc
    Westport, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-12
  • S66 Uniform Combined State Law Examination
    2025-09-12
Other Names
  • Michael Hardy

View on SEC IAPD

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SENTINEL ALTERNATIVE ASSET MANAGEMENT, LLC
SPENCER TRASK & CO.
OSAIC WEALTH, INC.
THE DOWLING GROUP WEALTH MANAGEMENT
J.P. MORGAN SECURITIES LLC

Other Investors

SHEILA LEAH SPICEHANDLER
DANIEL DODDERIDGE
JASON A HOOFNAGLE
ALEXANDER STEVEN MILLS
JENNA SIGNORILE
JOSE HENRY MERCY
MELINDA CAROLINE LAPERT
BETH CUTLER

Other Offices

WATCHTOWER ADVISORS, LP · OLD GREENWICH, CT
CARRINGTON CAPITAL MANAGEMENT, LLC · OLD GREENWICH, CT
REEF PASS INVESTORS · OLD GREENWICH, CT
SENTINEL ALTERNATIVE ASSET MANAGEMENT, LLC · OLD GREENWICH, CT
SPENCER TRASK & CO. · GREENWICH, CT
OSAIC WEALTH, INC. · OLD GREENWICH, CT
THE DOWLING GROUP WEALTH MANAGEMENT · GREENWICH, CT
J.P. MORGAN SECURITIES LLC · Riverside, CT

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