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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-01-09
FL RA APPROVED 2021-07-06
TX RA APPROVED_RES 2021-01-06
IL RA APPROVED 2005-08-18
  • SC RA
    APPROVED
    Since 2025-01-09
  • FL RA
    APPROVED
    Since 2021-07-06
  • TX RA
    APPROVED_RES
    Since 2021-01-06
  • IL RA
    APPROVED
    Since 2005-08-18

Branch Locations

2601 Reid Farm Rd Suite A, Rockford, IL 61114 • United States

Loves Park, IL • United States

Summerville, SC • United States

25 Calhoun Street Suite 200, Charleston, SC 29401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Rockford IL 06/2005 Present
Other Businesses

Name/Address: B&B Tool Company 5005 27th Ave Rockford IL 61109 Start Date: 4/4/24 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member Non Investment Related NAME AND ADDRESS OF OTHER BUSINESS: WESLEY WILLOWS, 4141 NORTH ROCKTON AVE, ROCKFORD, IL 61103; Yes, Investment-related; NATURE OF ENTITY: SENIOR LIVING COMMUNITY; ROLE: Committee member of the Investment Advisory committee; Start Date: 9/23/10; Appx hrs/month: 2 hours quarterly; Hrs during trading: 0 Duties: oversight of assets being managed by Wells Fargo Name: Trust SGA #4, One Pitcairn Place, Ste. 3000, 165 Township Line Road Jenkintown PA 19046 Organization Type: Trust Role: Successor Individual Co-Trustee, Investment related Start 7/31/18 Time: 3 hours/month, 1 during market hours investments are handled by Pitcairn; I will periodically be reviewing the investments, the investment policy statements and generally commenting on the investments with the beneficiaries Name: Trust SGA #10, One Pitcairn Place, Ste. 3000, 165 Township Line Road Jenkintown PA 19046 Organization Type: Trust Role: Successor Individual Co-Trustee Investment related Start 7/31/18 Time: 3 hours/month, 1 during market hours investments are handled by Pitcairn; I will periodically be reviewing the investments, the investment policy statements and generally commenting on the investments with the beneficiaries Name: Trust N-81 BTA, One Pitcairn Place, Ste. 3000, 165 Township Line Road Jenkintown PA 19046 Organization Type: Trust Role: Successor Individual Co-Trustee Investment related Start 7/31/18 Time: 3 hours/month, 1 during market hours investments are handled by Pitcairn; I will periodically be reviewing the investments, the investment policy statements and generally commenting on the investments with the beneficiaries Name: SBA for SGA Fund for Bruce T Atwood, One Pitcairn Place, Ste. 3000, 165 Township Line Road Jenkintown PA 19046 Organization Type: Trust Role: Successor Individual Co-Trustee Investment related Start 7/31/18 Time: 3 hours/month, 1 during market hours investments are handled by Pitcairn; I will periodically be reviewing the investments, the investment policy statements and generally commenting on the investments with the beneficiaries Name: The Bruce Pension Trust, One Pitcairn Place, Ste. 3000, 165 Township Line Road Jenkintown PA 19046 Organization Type: Trust Role: Successor Individual Co-Trustee Investment related Start 7/31/18 Time: 3 hours/month, 1 during market hours investments are handled by Pitcairn; I will periodically be reviewing the investments, the investment policy statements and generally commenting on the investments with the beneficiaries Name: Bruce Forge Trust, One Pitcairn Place, Ste. 3000, 165 Township Line Road Jenkintown PA 19046 Organization Type: Trust Role: Successor Individual Co-Trustee Investment related Start 7/31/18 Time: 3 hours/month, 1 during market hours investments are handled by Pitcairn; I will periodically be reviewing the investments, the investment policy statements and generally commenting on the investments with the beneficiaries Name/Address: Pregnancy Care Center 4108 Morsay Dr Rockford IL 61107 Start Date: 2/28/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Board Member; Check signing authority Non Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-17
  • S66 Uniform Combined State Law Examination
    2005-08-17
Other Names
  • Erin Marie Maggio
  • Erin Marie Caulkins

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