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Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-05-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Securities, Llc | Charlotte | NC | 06/2025 | Present |
| Evolv Technologies Holdings Inc. | Waltham | MA | 06/2024 | 08/2024 |
| Parajax, Inc. | Lake Placid | NY | 06/2021 | 08/2021 |
| Parajax, Inc. | Lake Placid | NY | 06/2022 | 08/2022 |
| Parajax, Inc. | Lake Placid | NY | 06/2023 | 08/2023 |
| Clemson University | Clemson | SC | 08/2023 | 05/2024 |
| Clemson University | Clemson | SC | 08/2024 | 05/2025 |
| Clemson University | Clemson | SC | 08/2022 | 05/2023 |
| Clemson University | Clemson | SC | 08/2021 | 05/2022 |
| Acton Boxborough Regional School District | Acton | MA | 08/2008 | 06/2021 |
| Nuveen Asset Management Llc | Chicago | IL | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-19 |
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