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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-12-22
  • MN RA
    APPROVED
    Since 2025-12-22

Branch Locations

96 4Th Ave Nw, Hutchinson, MN 55350 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc St Cloud MN 07/2025 Present
Bethel University Arden Hills MN 08/2021 05/2025
Providence Academy Plymouth MN 06/2015 05/2021
Cetera Investment Advisers Llc Hutchinson MN 12/2025 Present
  • 07/2025 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 08/2021 → 05/2025
    Bethel University
    Arden Hills, MN
  • 06/2015 → 05/2021
    Providence Academy
    Plymouth, MN
  • 12/2025 → Present
    Hutchinson, MN
Other Businesses

1. PREMIUM SEATING GAME NIGHT ASSISTANT FOR MINNESOTA TIMBERWOLVES; WRISTBANDING AND SECURITY; MAKING SURE THOSE WITH TICKETS ENTER THE COURTSIDE CLUB SPACES; 7 HRS/WK 2. ZEPHYRUS FINANCIAL SERVICES, DBA FOR CETERA BUSINESS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-19
  • S66 Uniform Combined State Law Examination
    2025-12-19

View on SEC IAPD

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