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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-04 |
Branch Locations
2998 Douglas Blvd Suite 200, Roseville, CA 95661 • United States
140 Gregory Lane Suite 170, Pleasant Hill, CA 94523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cdc Small Business Finance Corp. | San Diego | CA | 07/2015 | 07/2017 |
| U.S. Bank | San Diego | CA | 07/2017 | 10/2023 |
| Unemployed | West Sacramento | CA | 10/2023 | 05/2025 |
| Lpl Enterprise Llc | Roseville | CA | 05/2025 | Present |
1) 05/19/2025-Prudential Advisors-Financial Professional-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 05/15/2025-160hrs/mth-160hrs/mth during trading 2) 05/19/2025-Loren Taing-Financial Professional-Non-Variable Insurance/Insurance Agency-Inv related-At West Sacramento, CA-Start date 05/15/2025-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-10 |
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