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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2026-02-17
WI RA APPROVED 2026-02-17
  • KY RA
    APPROVED
    Since 2026-02-17
  • WI RA
    APPROVED
    Since 2026-02-17

Branch Locations

4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kroger Prospect KY 10/2019 01/2026
Ecp Business Capital Lexington KY 01/2025 03/2025
Baird Louisville KY 05/2025 12/2025
Baird Louisville KY 01/2026 Present
Unemployed Louisville KY 01/2015 10/2019
  • 10/2019 → 01/2026
    Kroger
    Prospect, KY
  • 01/2025 → 03/2025
    Ecp Business Capital
    Lexington, KY
  • 05/2025 → 12/2025
    Baird
    Louisville, KY
  • 01/2026 → Present
    Baird
    Louisville, KY
  • 01/2015 → 10/2019
    Unemployed
    Louisville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-28
  • S66 Uniform Combined State Law Examination
    2025-10-28

View on SEC IAPD

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