Nicholas J Farrell

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2021 → 06/2023
  Branford Public Schools
  Branford, CT
• 08/2020 → 06/2021
  East Hartford Public Schools
  East Hartford, CT
• 08/2017 → 06/2020
  New Haven Public Schools
  New Haven, CT
• 09/2016 → 06/2017
  Naugatuck Public Schools
  Naugatuck, CT
• 06/2023 → 08/2025
  Self Employed
  Youngstown, OH
• 06/2016 → 09/2016
  Unemployed
  Naugatuck, CT
• 06/2017 → 08/2017
  Unemployed
  Naugatuck, CT
• 06/2020 → 08/2020
  Unemployed
  Hamden, CT
• 06/2021 → 08/2021
  Unemployed
  Hamden, CT
• 07/2025 → 10/2025
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 08/2025 → 10/2025
  Northwestern Mutual Investment Services Llc
  Canton, OH
• 01/2026 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 12/2025 → Present
  Warren City Schools
  Warren, OH
• 03/2026 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Other Businesses

(1) Boundless Financial Solutions LLC; 1224 Mill Street, Building B, East Berlin, CT 06023; Not investment related; Life insurance product sales; Financial Planning AssStart 11/1/2025; 20-80 hours/month, 10-20 hours/month during trading. (2) High School Science Teacher; Not investment related; 860 Elm Rd NE, Warren, OH 44483Physics Teacher; Start 12/1/2025; 35 hours/month, 25 hours/month during trading.

Exams

• S66 Uniform Combined State Law Examination
  2026-03-14

Other Names

• Nicholas J Farrell