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Gabriel Bauer

Fisher Investments

Plano, TX

Tampa, FL

CRD 8103298

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-08-11
TX RA APPROVED 2025-08-04
  • FL RA
    APPROVED
    Since 2025-08-11
  • TX RA
    APPROVED
    Since 2025-08-04

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

3109 W Dr. Martin Luther King Jr. Blvd Suite 600, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments Tampa FL 02/2021 Present
City Of Safety Harbor Safety Harbor FL 10/2014 02/2021
N2 Publishing Tampa FL 04/2019 11/2019
Top Shelf History Llc Safety Harbor FL 04/2020 Present
Gigglewaters Social Club & Screening Room Safety Harbor FL 04/2018 08/2018
Therapy & Sports Center Clearwater FL 09/2018 11/2018
  • 02/2021 → Present
    Tampa, FL
  • 10/2014 → 02/2021
    City Of Safety Harbor
    Safety Harbor, FL
  • 04/2019 → 11/2019
    N2 Publishing
    Tampa, FL
  • 04/2020 → Present
    Top Shelf History Llc
    Safety Harbor, FL
  • 04/2018 → 08/2018
    Gigglewaters Social Club & Screening Room
    Safety Harbor, FL
  • 09/2018 → 11/2018
    Therapy & Sports Center
    Clearwater, FL
Other Businesses

Top Shelf History LLC 2548 Rajel Ave. Safety Harbor FL 34695 The nature of the business is to create custom cocktails for clients. Position: Founder/Owner/Mixologist Start date: 4/1/2021 Hrs/Month: 10-20 Hrs during trading hours:0 Duties: To manage business finances, direction, solicit new clients and create the product of custom made cocktails for the clients based on their tastes, history, and personality. Continuous duties is to manage clients relationship with business in perpetuity.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-04
  • S65 Uniform Investment Adviser Law Examination
    2025-08-04
Other Names
  • Gabe Bauer

View on SEC IAPD

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