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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-03-13
PA RA APPROVED 2018-03-12
  • NJ RA
    APPROVED
    Since 2018-03-13
  • PA RA
    APPROVED
    Since 2018-03-12

Branch Locations

1767 Sentry Parkway West Suite 110, Blue Bell, PA 19422-2202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer Doylestown PA 09/2014 03/2018
Janney Montgomery Scott Llc Blue Bell PA 03/2018 03/2022
Janney Montgomery Scott Llc Blue Bell PA 03/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-02-13
S63 Uniform Securities Agent State Law Examination 2008-08-14
  • S65 Uniform Investment Adviser Law Examination
    2015-02-13
  • S63 Uniform Securities Agent State Law Examination
    2008-08-14
Other Names
  • Brian Cuttic

View on SEC IAPD

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