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Riley King

Seia

Los Angeles, CA

Newport Beach, CA

CRD 8102518

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Employer firm

Seia CRD 108163

$22.5B regulatory AUM 114 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Seia

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-31
  • CA RA
    APPROVED
    Since 2025-10-31

Branch Locations

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

610 Newport Center Drive Suite 300, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Tustin CA 07/2015 06/2020
Deluxe Liner Arcadia CA 06/2020 10/2020
Rks Off-Road Arcadia CA 11/2020 08/2021
In-N-Out Tucson AZ 12/2020 12/2021
Student Tucson AZ 12/2021 05/2023
The Resort At Pelican Hill Newport Beach CA 05/2023 08/2023
Brighton Jones Scottsdale AZ 06/2024 08/2024
Unemployed Tucson AZ 08/2024 06/2025
Student Tucson AZ 08/2023 06/2024
Seia Llc Newport Beach CA 07/2025 Present
Ses Llc Newport Beach CA 07/2025 Present
  • 07/2015 → 06/2020
    Unemployed
    Tustin, CA
  • 06/2020 → 10/2020
    Deluxe Liner
    Arcadia, CA
  • 11/2020 → 08/2021
    Rks Off-Road
    Arcadia, CA
  • 12/2020 → 12/2021
    In-N-Out
    Tucson, AZ
  • 12/2021 → 05/2023
    Student
    Tucson, AZ
  • 05/2023 → 08/2023
    The Resort At Pelican Hill
    Newport Beach, CA
  • 06/2024 → 08/2024
    Brighton Jones
    Scottsdale, AZ
  • 08/2024 → 06/2025
    Unemployed
    Tucson, AZ
  • 08/2023 → 06/2024
    Student
    Tucson, AZ
  • 07/2025 → Present
    Seia Llc
    Newport Beach, CA
  • 07/2025 → Present
    Ses Llc
    Newport Beach, CA
Other Businesses

SEIA LLC POSITION: Trading Operations Analyst, NATURE: RIA, INVESTMENT RELATED: Yes, NUMBER OF HOURS: 160, SECURITIES TRADING HOURS: 120, START DATE: 07/01/2025 ADDRESS: 610 Newport Center Drive Suite 300, Newport Beach CA 92660, United States DESCRIPTION: RIA sales & service

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-29
  • S66 Uniform Combined State Law Examination
    2025-10-29

View on SEC IAPD

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