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Brian Franklin Barlow

Wells Fargo Clearing Services, LLC

Dewitt, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-27
TX RA APPROVED 2018-07-17
NJ RA APPROVED 2009-04-28
  • NY RA
    APPROVED
    Since 2021-07-27
  • TX RA
    APPROVED
    Since 2018-07-17
  • NJ RA
    APPROVED
    Since 2009-04-28

Branch Locations

5789 Widewaters Pkwy 2Nd Fl, Dewitt, NY 13214 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc De Witt NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc De Witt NY 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-28
  • S66 Uniform Combined State Law Examination
    2007-08-28

View on SEC IAPD

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