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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-03
CA RA APPROVED 2025-07-31
  • TX RA
    APPROVED
    Since 2025-10-03
  • CA RA
    APPROVED
    Since 2025-07-31

Branch Locations

4800 Macdonald Ave, Richmond, CA 94805 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Berkeley CA 07/2022 Present
Capstone Logistics Lathrop CA 06/2022 07/2022
Amazon Tracy CA 11/2021 02/2022
1948 Management Livermore CA 01/2021 03/2021
Amazon Stockton CA 05/2020 12/2020
Chase Bank Atwater CA 08/2017 06/2018
Chase Bank Turlock CA 03/2016 08/2017
Door Dash Turlock CA 01/2019 07/2019
Unemployed Atwater CA 06/2018 12/2018
Unemployed Turlock CA 08/2019 04/2020
Unemployed Livermore CA 04/2021 10/2021
Unemployed Tracy CA 03/2022 05/2022
Bank Of America, N.A. Berkeley CA 06/2025 Present
  • 07/2022 → Present
    Berkeley, CA
  • 06/2022 → 07/2022
    Capstone Logistics
    Lathrop, CA
  • 11/2021 → 02/2022
    Amazon
    Tracy, CA
  • 01/2021 → 03/2021
    1948 Management
    Livermore, CA
  • 05/2020 → 12/2020
    Amazon
    Stockton, CA
  • 08/2017 → 06/2018
    Chase Bank
    Atwater, CA
  • 03/2016 → 08/2017
    Chase Bank
    Turlock, CA
  • 01/2019 → 07/2019
    Door Dash
    Turlock, CA
  • 06/2018 → 12/2018
    Unemployed
    Atwater, CA
  • 08/2019 → 04/2020
    Unemployed
    Turlock, CA
  • 04/2021 → 10/2021
    Unemployed
    Livermore, CA
  • 03/2022 → 05/2022
    Unemployed
    Tracy, CA
  • 06/2025 → Present
    Bank Of America, N.A.
    Berkeley, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-30
  • S66 Uniform Combined State Law Examination
    2025-07-30

View on SEC IAPD

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