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Nathaniel C Arthur

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cincinnati, OH

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-04
OH RA APPROVED 2025-07-29
  • TX RA
    APPROVED
    Since 2025-08-04
  • OH RA
    APPROVED
    Since 2025-07-29

Branch Locations

5905 E Galbraith Rd, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cincinnati OH 05/2025 Present
Union Savings Bank Cincinnati OH 01/2024 04/2025
University Of Dayton Cincinnati OH 08/2019 12/2023
Unemployment Cincinnati OH 01/2010 08/2019
Bank Of America, N.A. Cincinnati OH 06/2025 Present
  • 05/2025 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Cincinnati, OH
  • 01/2024 → 04/2025
    Union Savings Bank
    Cincinnati, OH
  • 08/2019 → 12/2023
    University Of Dayton
    Cincinnati, OH
  • 01/2010 → 08/2019
    Unemployment
    Cincinnati, OH
  • 06/2025 → Present
    Bank Of America, N.A.
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-28
  • S66 Uniform Combined State Law Examination
    2025-07-28
Other Names
  • Nathan Arthur

View on SEC IAPD

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