Ethan M Plotkin

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-09-22
TX	RA	APPROVED	2025-09-22

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jacksonville	FL	05/2025	Present
Unemployed	Ponte Vedra	FL	05/2015	05/2021
Fresh Market	Ponte Vedra	FL	05/2021	08/2021
University Of Florida	Gainesville	FL	08/2021	05/2022
Tom Coughlin's Jay Fund	Ponte Vedra	FL	05/2022	08/2022
University Of Florida	Gainesville	FL	08/2022	05/2023
Downtown Vision	Jacksonville	FL	05/2023	08/2023
University Of Florida	Gainesville	FL	08/2023	05/2024
The Dalton Agency	Jacksonville	FL	05/2024	08/2024
State Farm	Ponte Vedra	FL	05/2024	08/2024
University Of Florida	Gainesville	FL	08/2024	05/2025

05/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL
05/2015 → 05/2021

Unemployed

Ponte Vedra, FL
05/2021 → 08/2021

Fresh Market

Ponte Vedra, FL
08/2021 → 05/2022

University Of Florida

Gainesville, FL
05/2022 → 08/2022

Tom Coughlin's Jay Fund

Ponte Vedra, FL
08/2022 → 05/2023

University Of Florida

Gainesville, FL
05/2023 → 08/2023

Downtown Vision

Jacksonville, FL
08/2023 → 05/2024

University Of Florida

Gainesville, FL
05/2024 → 08/2024

The Dalton Agency

Jacksonville, FL
05/2024 → 08/2024

State Farm

Ponte Vedra, FL
08/2024 → 05/2025

University Of Florida

Gainesville, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-09-19

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