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Aldo Gabriele, Francesco Marsiglia

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX

CRD 8101709

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-04
AR RA APPROVED 2025-09-08
  • TX RA
    APPROVED
    Since 2025-11-04
  • AR RA
    APPROVED
    Since 2025-09-08

Branch Locations

2100 Ross Ave, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Little Rock AR 05/2025 Present
Mclarty Nissan Of Benton Benton AR 05/2024 05/2025
N & D Technical Services Benton AR 01/2024 04/2024
Unemployed Benton AR 11/2022 01/2024
Maximus Canada Victoria 01/2020 11/2022
Camosun College Victoria 09/2019 01/2020
Shaw Cable Systems Ltd. Victoria 06/2016 08/2019
Bank Of America, N.A. Little Rock AR 07/2025 Present
  • 05/2025 → Present
    Little Rock, AR
  • 05/2024 → 05/2025
    Mclarty Nissan Of Benton
    Benton, AR
  • 01/2024 → 04/2024
    N & D Technical Services
    Benton, AR
  • 11/2022 → 01/2024
    Unemployed
    Benton, AR
  • 01/2020 → 11/2022
    Maximus Canada
    Victoria
  • 09/2019 → 01/2020
    Camosun College
    Victoria
  • 06/2016 → 08/2019
    Shaw Cable Systems Ltd.
    Victoria
  • 07/2025 → Present
    Bank Of America, N.A.
    Little Rock, AR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-06
  • S66 Uniform Combined State Law Examination
    2025-09-06
Other Names
  • Aldo G Marsiglia

View on SEC IAPD

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