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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-26
FL RA APPROVED 2025-11-25
  • TX RA
    APPROVED
    Since 2025-11-26
  • FL RA
    APPROVED
    Since 2025-11-25

Branch Locations

200 Central Ave, Saint Petersburg, FL 33701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Saint Petersburg FL 05/2025 Present
Altline / The Southern Bank Company Tampa FL 09/2019 04/2024
Bbva Compass Bank Birmingham AL 08/2018 09/2019
The Vitamin Shoppe Tuscaloosa AL 07/2016 11/2016
The University Of Alabama Tuscaloosa AL 08/2013 05/2018
Severance / Unemployed Tampa FL 04/2024 05/2025
Bank Of America, N.A. Saint Petersburg FL 06/2025 Present
  • 05/2025 → Present
    Saint Petersburg, FL
  • 09/2019 → 04/2024
    Altline / The Southern Bank Company
    Tampa, FL
  • 08/2018 → 09/2019
    Bbva Compass Bank
    Birmingham, AL
  • 07/2016 → 11/2016
    The Vitamin Shoppe
    Tuscaloosa, AL
  • 08/2013 → 05/2018
    The University Of Alabama
    Tuscaloosa, AL
  • 04/2024 → 05/2025
    Severance / Unemployed
    Tampa, FL
  • 06/2025 → Present
    Bank Of America, N.A.
    Saint Petersburg, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-22
  • S66 Uniform Combined State Law Examination
    2025-09-22
Other Names
  • Lee Vernon Dolberry
  • Lee Dolberry

View on SEC IAPD

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