Cullen D Kafka

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-08-20
CA	RA	APPROVED	2025-08-19

Branch Locations

9000 Southside Blvd Ci Client Management, Jacksonville, FL 32256 • United States

555 California St, San Francisco, CA 94104 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporatedmerrill Lynch	San Francisco	CA	05/2025	Present
Colorado Rockies	Denver	CO	07/2021	03/2024
Ridge Run Baseball Llc	Kalispell	MT	05/2024	09/2024
Free Agent	Walnut Creek	CA	10/2024	01/2025
Unemployed	Walnut Creek	CA	02/2025	04/2025
Lululemon	Walnut Creek	CA	12/2021	01/2022
University Of Oregon	Eugene	OR	09/2017	06/2021
De La Salle High School	Concord	CA	09/2013	08/2017
Free Agent	Walnut Creek	CA	04/2024	04/2024
Bank Of America, N.A.	San Francisco	CA	06/2025	Present

05/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporatedmerrill Lynch

San Francisco, CA
07/2021 → 03/2024

Colorado Rockies

Denver, CO
05/2024 → 09/2024

Ridge Run Baseball Llc

Kalispell, MT
10/2024 → 01/2025

Free Agent

Walnut Creek, CA
02/2025 → 04/2025

Unemployed

Walnut Creek, CA
12/2021 → 01/2022

Lululemon

Walnut Creek, CA
09/2017 → 06/2021

University Of Oregon

Eugene, OR
09/2013 → 08/2017

De La Salle High School

Concord, CA
04/2024 → 04/2024

Free Agent

Walnut Creek, CA
06/2025 → Present

Bank Of America, N.A.

San Francisco, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-08-18