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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-01
  • CA RA
    APPROVED
    Since 2025-11-01

Branch Locations

Cwm Retail, Sales 2710 N. Sepulveda Blvd., Manhattan Beach, CA 90266 • United States

Citi Wealth Management, Sales 10211 South Eastern Avenue, Henderson, NV 89052 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Chino Hills CA 07/2023 Present
Unemployed Irvine CA 01/2023 06/2023
Bank Of America Irvine CA 02/2020 12/2022
Unemployed Mission Viejo CA 01/2019 01/2020
Nanyang Commercial Bank Qingdao 02/2014 12/2018
  • 07/2023 → Present
    Citigroup
    Chino Hills, CA
  • 01/2023 → 06/2023
    Unemployed
    Irvine, CA
  • 02/2020 → 12/2022
    Bank Of America
    Irvine, CA
  • 01/2019 → 01/2020
    Unemployed
    Mission Viejo, CA
  • 02/2014 → 12/2018
    Nanyang Commercial Bank
    Qingdao
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-31
  • S66 Uniform Combined State Law Examination
    2025-10-31

View on SEC IAPD

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