Inactive

Richard Sun

San Francisco, CA

CRD 8101009

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Employer firm

Farther CRD 302050

$16.0B regulatory AUM 450 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Farther

345 California Street Suite 600, San Francisco, CA 94104 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-06-10

TX RA
APPROVED

Since 2025-06-10

Branch Locations

Dallas, TX • United States

345 California Street Suite 600, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
W.B Travis	Dallas	TX	08/2016	08/2017
Sem	Dallas	TX	08/2017	08/2021
University Of Texas, Dallas	Dallas	TX	08/2021	07/2022
Fisher Investments	Plano	TX	07/2022	06/2023
Fortress Investment Group	Dallas	TX	06/2023	08/2023
Fisher Investments	Plano	TX	08/2023	03/2025
Farther	Las Colinas	TX	03/2025	Present

08/2016 → 08/2017

W.B Travis

Dallas, TX
08/2017 → 08/2021

Sem

Dallas, TX
08/2021 → 07/2022

University Of Texas, Dallas

Dallas, TX
07/2022 → 06/2023

Fisher Investments

Plano, TX
06/2023 → 08/2023

Fortress Investment Group

Dallas, TX
08/2023 → 03/2025

Fisher Investments

Plano, TX
03/2025 → Present

Farther

Las Colinas, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-05-15

S65 Uniform Investment Adviser Law Examination

2025-05-15

View on SEC IAPD

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