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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-07-02
  • PA RA
    APPROVED
    Since 2025-07-02

Branch Locations

601 New Britain Road Suite 525, Doylestown, PA 18901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Dresher PA 05/2016 01/2017
Acurian Horsham PA 01/2017 07/2017
Pebble Hill Custom Builders Ottsville PA 09/2017 01/2018
Chick-Fil-A Warminster Warminster PA 02/2018 03/2021
Chick-Fil-A Aramingo Philadelpghia PA 04/2021 05/2025
Commonwealth Financial Network Waltham MA 05/2025 08/2025
Foundations Financial Partners Doylestown PA 05/2025 08/2025
Foundations Financial Partners Doylestown PA 08/2025 Present
Commonwealth Financial Network Waltham MA 08/2025 Present
  • 05/2016 → 01/2017
    Prudential
    Dresher, PA
  • 01/2017 → 07/2017
    Acurian
    Horsham, PA
  • 09/2017 → 01/2018
    Pebble Hill Custom Builders
    Ottsville, PA
  • 02/2018 → 03/2021
    Chick-Fil-A Warminster
    Warminster, PA
  • 04/2021 → 05/2025
    Chick-Fil-A Aramingo
    Philadelpghia, PA
  • 05/2025 → 08/2025
    Waltham, MA
  • 05/2025 → 08/2025
    Foundations Financial Partners
    Doylestown, PA
  • 08/2025 → Present
    Foundations Financial Partners
    Doylestown, PA
  • 08/2025 → Present
    Waltham, MA
Other Businesses

1. Co-owner of rental property located in Philadelphia, PA, as of 02/2024; 0% time spent during business hours; Not conducted at branch location; Investment related. 2. Fixed insurance sales; as of 08/07/2025; 5% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-25
  • S66 Uniform Combined State Law Examination
    2025-06-25

View on SEC IAPD

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