James Worthen Nelson

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-10-06

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Ubs Financial Services Inc.	Weehawken	NJ	07/2025	Present
Fathers' Uplift	Dorchester	MA	09/2022	05/2025
College For Social Innovation	Boston	MA	09/2023	05/2024
Blue Latitudes	Dover	NH	06/2023	01/2024
University Of New Hampshire - Student Philanthropy Center	Durham	NH	09/2021	04/2022
Transitional Employment Unlimited	Torrington	CT	07/2019	09/2021
Mohawk Mountain Ski Area	Cornwall	CT	11/2020	03/2021
Northwestern Region #7 Highschool	Winsted	CT	09/2016	06/2021
University Of New Hampshire	Durham	NH	09/2021	05/2025

07/2025 → Present

Ubs Financial Services Inc.

Weehawken, NJ
09/2022 → 05/2025

Fathers' Uplift

Dorchester, MA
09/2023 → 05/2024

College For Social Innovation

Boston, MA
06/2023 → 01/2024

Blue Latitudes

Dover, NH
09/2021 → 04/2022

University Of New Hampshire - Student Philanthropy Center

Durham, NH
07/2019 → 09/2021

Transitional Employment Unlimited

Torrington, CT
11/2020 → 03/2021

Mohawk Mountain Ski Area

Cornwall, CT
09/2016 → 06/2021

Northwestern Region #7 Highschool

Winsted, CT
09/2021 → 05/2025

University Of New Hampshire

Durham, NH

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-08-29