Samuel Neri

955,800 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-01-23

Branch Locations

60 E 42Nd St Ground Floor, New York City, NY 10165-0007 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Broadway National	Hauppauge	NY	05/2024	06/2025
Center Of Excellence In Weather & Climate Analytic	Albany	NY	05/2022	05/2024
Access Compliance	Latham	NY	07/2020	05/2022
Charles Schwab & Co., Inc.	New York City	NY	06/2025	Present
Full Time Education	Albany	NY	01/2022	05/2023
Full Time Education	Troy	NY	08/2017	12/2021
Full Time Education	Buffalo	NY	08/2016	05/2017
Unemployed	Rotterdam Junction	NY	05/2017	08/2017
Charles Schwab Bank, Ssb	New York City	NY	06/2025	Present

05/2024 → 06/2025

Broadway National

Hauppauge, NY
05/2022 → 05/2024

Center Of Excellence In Weather & Climate Analytic

Albany, NY
07/2020 → 05/2022

Access Compliance

Latham, NY
06/2025 → Present

Charles Schwab & Co., Inc.

New York City, NY
01/2022 → 05/2023

Full Time Education

Albany, NY
08/2017 → 12/2021

Full Time Education

Troy, NY
08/2016 → 05/2017

Full Time Education

Buffalo, NY
05/2017 → 08/2017

Unemployed

Rotterdam Junction, NY
06/2025 → Present

Charles Schwab Bank, Ssb

New York City, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-01-23

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