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Account
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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-01-27 |
| NY | RA | APPROVED | 2024-07-26 |
| TX | RA | APPROVED | 2024-07-09 |
| AZ | RA | APPROVED | 2023-09-26 |
| CA | RA | APPROVED | 2023-04-03 |
| WA | RA | APPROVED | 2022-06-23 |
| CO | RA | APPROVED | 2022-03-01 |
| FL | RA | APPROVED | 2021-10-11 |
| KS | RA | APPROVED | 2021-09-17 |
| MO | RA | APPROVED | 2021-09-17 |
Branch Locations
6405 Metcalf Avenue Building 3, Suite 220, Overland Park, KS 66202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | New York | NY | 05/2005 | 09/2021 |
| Nylife Securities, Inc. | New York | NY | 06/2005 | 09/2021 |
| Austin Wealth Strategies, Llc | Kansas City | MO | 11/2013 | Present |
| Guardain Life Insurance Co Of America | Lajolla | CA | 09/2021 | 10/2021 |
| Park Avenue Securities, Llc | Lajolla | CA | 09/2021 | 10/2021 |
| Guardian Life Insurance Company | San Diego | CA | 10/2021 | 10/2021 |
| Park Avenue Securities | San Diego | CA | 10/2021 | 10/2021 |
| Guardian Life Insurance Company | Kansas City | MO | 10/2021 | 12/2024 |
| Park Avenue Securities | Kansas City | MO | 10/2021 | 12/2024 |
| Guardian Life Insurance Company | Overland Park | KS | 12/2024 | Present |
| Park Avenue Securities | Overland Park | KS | 12/2024 | Present |
1. Insurance Outside of Guardian, Start Date: 9/1/2025 Address: 6405 Metcalf Ave Bldg 3, Suite 220 Overland Park, KS 66202, 2 total hours/month; 2 during securities trading hours, Investment related, <10% annual compensation, 2. Austin Wealth Strategies, LLC, Start Date: 1/1/2014, Address: 4151 N. Mulberry Dr. Suite 204 Kansas City, MO 64116, 20 total hours/month; 10 during securities trading hours, Investment related, <10% annual compensation, 3. AWSWP, LLC, Start Date: 2/5/2024, Address:1804 Swift Ave. Suite 100 North Kansas City, MO 64116, 20 total hours/month; 10 during securities trading hours, Not Investment related, <10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-29 |
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