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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-09-29 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Charlotte | NC | 07/2025 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 07/2025 | Present |
| Swimmac Carolina | Huntersville | NC | 05/2018 | 12/2019 |
| Abbott's Frozen Custard | Charlotte | NC | 01/2020 | 08/2021 |
| University Of North Carolina At Chapel Hill - Nsfp | Chapel Hill | NC | 01/2022 | 12/2022 |
| Housatonic Partners | San Francisco | CA | 01/2023 | 02/2025 |
| Lowe's Home Improvement | Chapel Hill | NC | 02/2024 | 04/2024 |
| Cox Mill High School | Charlotte | NC | 08/2017 | 06/2021 |
| University Of North Carolina At Chapel Hill | Chapel Hill | NC | 08/2021 | 05/2025 |
| Harris Road Middle School | Charlotte | NC | 01/2015 | 06/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-29 |
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