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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-29
  • TX RA
    APPROVED
    Since 2025-09-29

Branch Locations

Frisco, TX • United States

3965 Dallas Parkway Frisco Trac, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Frisco TX 07/2025 Present
Tiaa-Cref Individual & Institutional Services, Llc Frisco TX 07/2025 Present
Tpc Piper Glen Charlotte NC 06/2021 06/2025
Brier Creek Country Club Raleigh NC 01/2025 05/2025
Coca-Cola Raleigh NC 08/2022 05/2023
True Crafted Pizza Charlotte NC 07/2019 05/2021
Tiaa Charlotte NC 06/2023 08/2023
Tiaa Charlotte NC 06/2024 08/2024
North Carolina State University Raleigh NC 08/2021 05/2025
Unemployed Charlotte NC 07/2015 07/2019
  • 07/2025 → Present
    Tiaa
    Frisco, TX
  • 07/2025 → Present
    Frisco, TX
  • 06/2021 → 06/2025
    Tpc Piper Glen
    Charlotte, NC
  • 01/2025 → 05/2025
    Brier Creek Country Club
    Raleigh, NC
  • 08/2022 → 05/2023
    Coca-Cola
    Raleigh, NC
  • 07/2019 → 05/2021
    True Crafted Pizza
    Charlotte, NC
  • 06/2023 → 08/2023
    Tiaa
    Charlotte, NC
  • 06/2024 → 08/2024
    Tiaa
    Charlotte, NC
  • 08/2021 → 05/2025
    North Carolina State University
    Raleigh, NC
  • 07/2015 → 07/2019
    Unemployed
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-26
  • S66 Uniform Combined State Law Examination
    2025-09-26
Other Names
  • Sophie M Springs

View on SEC IAPD

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