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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-12-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investment Company | Westlake | TX | 03/2005 | 10/2017 |
| Charles Schwab & Co., Inc. | Westlake | TX | 10/2017 | Present |
| Elite Sports Officials | Fort Worth | TX | 03/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-22 |
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