Alexandra Riva Terista

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2025-09-17

MA RA
APPROVED

Since 2025-09-17

Branch Locations

165 Middlesex Tpke Ste 101, Bedford, MA 01730 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Bedford	MA	05/2025	Present
Us Navy Reserves	Suffolk	VA	07/2015	Present
Suffolk University	Boston	MA	09/2024	05/2025
Eversource Energy	Somerville	MA	08/2020	07/2024
Salem State Univerisity	Salem	MA	07/2015	01/2017
Northeastern Mechanical	Canton	MA	01/2018	08/2018

05/2025 → Present

Lpl Financial

Bedford, MA
07/2015 → Present

Us Navy Reserves

Suffolk, VA
09/2024 → 05/2025

Suffolk University

Boston, MA
08/2020 → 07/2024

Eversource Energy

Somerville, MA
07/2015 → 01/2017

Salem State Univerisity

Salem, MA
01/2018 → 08/2018

Northeastern Mechanical

Canton, MA

Other Businesses

1 - 07/2025 - American Private Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour/Month - 8 Hour During Trading - At Reported business location(s) - OBA Start Date: 7/28/2025 2 - 07/2025 - Navy Reserves - Outside/W-2 Employment - Not Investment Related - 25 Hour/Month - 4 Hour During Trading - Suffolk, VA 23435 - OBA Start Date: 04/01/2005

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-08-30

S66 Uniform Combined State Law Examination

2025-08-30

View on SEC IAPD