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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-21 |
| NC | RA | APPROVED | 2026-07-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Paragon Planners | Mollala | OR | 02/2025 | 06/2026 |
| Rally | Claymont | DE | 10/2024 | 12/2024 |
| Post University | Jacksonville | NC | 01/2016 | 10/2020 |
| Unemployed | Jacksonville | NC | 12/2024 | 02/2025 |
| Unemployed | Jacksonville | NC | 10/2020 | 10/2024 |
| Lpl Enterprise Llc | Jacksonville | NC | 06/2026 | Present |
1. 04/29/2026– Prudential Advisors – DBA for LPL Business (entity for LPL business) – Jacksonville NC – Inv Related – OBA Start Date: 04/27/2026 - 160 Hour(s)/Month – 160 Hour(s) During Trading” 2. 04/29/2026 – CARRIE SPAULDING N/A Non-Variable Insurance – Non-Variable Insurance/Insurance Agency –Jacksonville NC – Inv Related – OBA Start Date: 04/27/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading” 3. 04/29/2026 – Carrie Spaulding – Tax Prep/Accounting/CPA –Jacksonville NC – Inv Related – OBA Start Date:01/15/2026– 12 Hour(s)/Month – 2 Hour(s) During Trading”
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-24 |
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