Heather L. Boeck

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-07-02
TX	RA	APPROVED	2026-07-02

NY RA
APPROVED

Since 2026-07-02
TX RA
APPROVED

Since 2026-07-02

Branch Locations

270 Park Avenue 22Nd Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	New York	NY	06/2026	Present
Jpmorgan Chase Bank, N.A.	New York	NY	06/2026	Present
Ubs Global Wealth Management	Weehawken	NJ	07/2025	05/2026
Unemployed	New York	NY	06/2025	06/2025
Wake Forest University	Winston-Salem	NC	09/2024	05/2025
Wake Forest University	Winston-Salem	NC	08/2021	05/2025
Ecolab	New York	NY	05/2024	08/2024
Bytesize Learning	New York	NY	05/2023	08/2023
Atrium Health Wake Forest Baptist Hospital	Winston-Salem	NC	01/2023	05/2023
Schaeffler Group	Danbury	CT	05/2022	08/2022
Stone Fire Italian	Mt Kisco	NY	05/2021	08/2021
Unemployed	Bedford	NY	11/2020	04/2021
Town Of Poundridge	Pound Ridge	NY	07/2020	10/2020
Unemployed	Bedford	NY	06/2016	06/2020

06/2026 → Present

J.P. Morgan Securities Llc

New York, NY
06/2026 → Present

Jpmorgan Chase Bank, N.A.

New York, NY
07/2025 → 05/2026

Ubs Global Wealth Management

Weehawken, NJ
06/2025 → 06/2025

Unemployed

New York, NY
09/2024 → 05/2025

Wake Forest University

Winston-Salem , NC
08/2021 → 05/2025

Wake Forest University

Winston-Salem, NC
05/2024 → 08/2024

Ecolab

New York, NY
05/2023 → 08/2023

Bytesize Learning

New York, NY
01/2023 → 05/2023

Atrium Health Wake Forest Baptist Hospital

Winston-Salem, NC
05/2022 → 08/2022

Schaeffler Group

Danbury, CT
05/2021 → 08/2021

Stone Fire Italian

Mt Kisco, NY
11/2020 → 04/2021

Unemployed

Bedford, NY
07/2020 → 10/2020

Town Of Poundridge

Pound Ridge, NY
06/2016 → 06/2020

Unemployed

Bedford, NY

Previous Registrations

2025-10-06 → 2026-06-16

Ubs Financial Services Inc.

Weehawken, NJ

Other Businesses

NAME OF OTHER BUSINESS:Red Bear Holdings LLC IS THIS OTHER BUSINESS INVESTMENT RELATED?:No ADDRESS:,New York,NY,10007,USA NATURE OF OTHER BUSINESS:Vending Machines YOUR POSITION, TITLE, OR RELATIONSHIP WITH THIS OTHER BUSINESS:Board of Directors member START DATE OF YOUR RELATIONSHIP:2026-02-24 APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS:5 NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS:0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:Partner of Vending Machine holding company. IS THIS A RESIDENTIAL ADDRESS?:Yes

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-08-15

S66 Uniform Combined State Law Examination

2025-08-15

Other Names

Heather Lily Boeck

View on SEC IAPD