Best Investors Account Sign in
Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-02
  • CA RA
    APPROVED
    Since 2026-01-02

Branch Locations

515 S Flower St Fl 34, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lenox Advisors Los Angeles CA 10/2023 01/2025
Manhattan West Los Angeles CA 06/2022 09/2023
Solo Funds Los Angeles CA 01/2020 06/2022
Legacy Growth Partners New York NY 06/2015 12/2019
Equitable Advisors Los Angeles CA 01/2021 06/2022
Abs Acquisitions Group Clarksdale MS 04/2023 10/2023
Massmutual Life Insurance Los Angeles CA 10/2023 12/2024
Northwestern Mutual Life Insurance Company Milwaukee WI 03/2025 Present
Northwestern Mutual Investment Services Llc Los Angeles CA 04/2025 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2025 Present
  • 10/2023 → 01/2025
    Lenox Advisors
    Los Angeles, CA
  • 06/2022 → 09/2023
    Manhattan West
    Los Angeles, CA
  • 01/2020 → 06/2022
    Solo Funds
    Los Angeles, CA
  • 06/2015 → 12/2019
    Legacy Growth Partners
    New York, NY
  • 01/2021 → 06/2022
    Equitable Advisors
    Los Angeles, CA
  • 04/2023 → 10/2023
    Abs Acquisitions Group
    Clarksdale, MS
  • 10/2023 → 12/2024
    Massmutual Life Insurance
    Los Angeles, CA
  • 03/2025 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 04/2025 → Present
    Los Angeles, CA
  • 09/2025 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-04
  • S66 Uniform Combined State Law Examination
    2021-10-04
Other Names
  • Khary Cuffe
  • Khary Omari Cuffe

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Los Angeles, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor