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Ethan Joel Cummings

Tiaa-Cref Individual & Institutional Services, LLC

Charlotte, NC

Charlotte, NC

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-10-09
  • NC RA
    APPROVED
    Since 2025-10-09

Branch Locations

8500 Andrew Carnegie Blvd. Charlotte Hub, Charlotte, NC 28262 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Charlotte NC 07/2025 Present
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 07/2025 Present
Harris Teeter Cornelius NC 07/2020 05/2024
Carolina Housing Chapel Hill NC 02/2023 05/2025
Unemployed Concord NC 07/2015 06/2020
  • 07/2025 → Present
    Tiaa
    Charlotte, NC
  • 07/2025 → Present
    Tiaa-Cref Individual & Institutional Services, Llc
    Charlotte, NC
  • 07/2020 → 05/2024
    Harris Teeter
    Cornelius, NC
  • 02/2023 → 05/2025
    Carolina Housing
    Chapel Hill, NC
  • 07/2015 → 06/2020
    Unemployed
    Concord, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-02
  • S66 Uniform Combined State Law Examination
    2025-10-02
Other Names
  • Ethan Cummings

View on SEC IAPD

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