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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-28 |
Branch Locations
3333 Michelson Drive Suite 820, Irvine, CA 92612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aaron Zeff's Backflow Testing Co | Cypress | CA | 06/2021 | 12/2024 |
| Safe Splash Swim School | La Palma | CA | 06/2024 | 08/2024 |
| Cypress Community College | Cypress | CA | 08/2021 | 05/2023 |
| University Of California, Merced | Merced | CA | 08/2023 | 05/2025 |
| Lpl Enterprise Llc | Irvine | CA | 05/2025 | Present |
| Cypress High School | Cypress | CA | 05/2015 | 07/2021 |
1) 4/24/2025-John Zeff-Non-Financial Professional-Variable Insurance/Insurance Agency-Inv related-At Merced, CA-Start date 04/24/2025-160hrs/mth-160hrs/mth during trading 2) 04/24/2025-Prudential Advisors-Financial Professional-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 04/24/2025-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-28 |
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