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1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-06-02 |
| TX | RA | APPROVED | 2025-06-02 |
Branch Locations
9200 E. Mineral Ave. #100, Centennial, CO 80112 • United States
1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rfg Advisory | Vestavia Hills | AL | 05/2025 | Present |
| Unemployed | Denver | CO | 11/2024 | 05/2025 |
| Johnson & Johnson Vision | Denver | CO | 04/2023 | 11/2024 |
| Johnson & Johnson Vision | Denver | CO | 11/2016 | 04/2023 |
| Hca Healthcare | Aurora | CO | 07/2015 | 10/2016 |
1) TrekNorth Investment Mgmt; YES; 9200 E. Mineral Ave. #100, Centennial, CO, 80112; DBA for brokerage, advisory and insurance activity; Investment Advisor; 160hrs/mo; 160hrs during trading hrs. 2) RFG Advisory; 1400 Urban Center, Suite 475, Vestavia Hills, AL 35242, RIA, 160hrs/mo; 160hrs during trading hours 3) Three Thirds Enterprises, LLC; NO; 1025 Monroe Street, Denver, CO 80206; Investment Property/Short Term Rentals; Partner; 11/2019; 2; 0; Property/short term rental manager
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-05-29 |
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