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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-30
NE RA APPROVED 2026-01-16
  • TX RA
    APPROVED
    Since 2026-06-30
  • NE RA
    APPROVED
    Since 2026-01-16

Branch Locations

18205 Capitol Ave Ste 300, Elkhorn, NE 68022 • United States

2077 N St Ste 210, Lincoln, NE 68510 • United States

Omaha, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Elkhorn NE 05/2025 11/2025
Jpmorgan Chase Bank, N.A. Elkhorn NE 04/2024 11/2025
Dayspring Bank Omaha NE 11/2022 06/2023
Nebraskaland Bank North Platte NE 02/2021 06/2021
First Interstate Bank Omaha NE 07/2023 08/2023
Soaring Llc North Platte NE 12/2020 01/2021
Ka Elkhorn, Llc Elkhorn NE 08/2023 01/2024
Blondo Childcare And Preschool Inc Omaha NE 10/2022 11/2022
Cool Beans Rnb Llc Omaha NE 08/2022 09/2022
Tobacco Road North Platte NE 11/2021 02/2022
Sunrise Restaurants Llc North Platte NE 11/2020 12/2020
Wal-Mart North Platte NE 04/2020 09/2020
Unemployed North Platte NE 05/2015 03/2020
Unemployed North Platte NE 10/2020 10/2020
Unemployed North Platte NE 07/2021 10/2021
Unemployed North Platte NE 03/2022 07/2022
Unemployed Elkhorn NE 02/2024 03/2024
Principal Life Insurance Co Omaha NE 11/2025 Present
Principal Securities Inc Omaha NE 11/2025 Present
Midlands Financial Elkhorn NE 01/2026 Present
  • 05/2025 → 11/2025
    J.P. Morgan Securities Llc
    Elkhorn, NE
  • 04/2024 → 11/2025
    Jpmorgan Chase Bank, N.A.
    Elkhorn, NE
  • 11/2022 → 06/2023
    Dayspring Bank
    Omaha, NE
  • 02/2021 → 06/2021
    Nebraskaland Bank
    North Platte, NE
  • 07/2023 → 08/2023
    First Interstate Bank
    Omaha, NE
  • 12/2020 → 01/2021
    Soaring Llc
    North Platte, NE
  • 08/2023 → 01/2024
    Ka Elkhorn, Llc
    Elkhorn, NE
  • 10/2022 → 11/2022
    Blondo Childcare And Preschool Inc
    Omaha, NE
  • 08/2022 → 09/2022
    Cool Beans Rnb Llc
    Omaha, NE
  • 11/2021 → 02/2022
    Tobacco Road
    North Platte, NE
  • 11/2020 → 12/2020
    Sunrise Restaurants Llc
    North Platte, NE
  • 04/2020 → 09/2020
    Wal-Mart
    North Platte, NE
  • 05/2015 → 03/2020
    Unemployed
    North Platte, NE
  • 10/2020 → 10/2020
    Unemployed
    North Platte, NE
  • 07/2021 → 10/2021
    Unemployed
    North Platte, NE
  • 03/2022 → 07/2022
    Unemployed
    North Platte, NE
  • 02/2024 → 03/2024
    Unemployed
    Elkhorn, NE
  • 11/2025 → Present
    Principal Life Insurance Co
    Omaha, NE
  • 11/2025 → Present
    Omaha, NE
  • 01/2026 → Present
    Midlands Financial
    Elkhorn, NE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-14
S63 Uniform Securities Agent State Law Examination 2025-07-24
  • S65 Uniform Investment Adviser Law Examination
    2026-01-14
  • S63 Uniform Securities Agent State Law Examination
    2025-07-24
Other Names
  • Sierra Winder

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